W1siziisimnvbxbpbgvkx3rozw1lx2fzc2v0cy9hbgvlc29uiedyb3vwl2pwzy9iyw5uzxitzgvmyxvsdc5qcgcixv0

Compliance Officer- Monitoring

Compliance Officer- Monitoring

  • Location

    Sutton Coldfield, West Midlands

  • Sector:

    Office Support

  • Job type:

    Permanent

  • Salary:

    Up to £51000.00 per annum

  • Contact:

    Grace Lambert

  • Contact email:

    gracelambert@workwithglee.com

  • Job ref:

    29310_1656945852

  • Published:

    about 1 month ago

  • Expiry date:

    2022-07-26

  • Startdate:

    asap

  • Consultant:

    #

Gleeson Recruitment Group are pleased to be working with a PLC based in Birmingham who are seeking a Compliance Office- Monitoring Within this key role for the organisation, you will be responsible for updating the compliance monitoring framework and to ensure the compliance of the business, as our client transitions to FCA regulation.

What are we looking for?

  • 1-2 years experience of compliance/compliance monitoring/quality assurance or similar role
  • Experience within financial services
  • Practical, analytical and commercial approach to complex problem solving

The Role

  • Supporting 2nd line of defence for the business in regard to monitoring
  • Support the maintenance, improvement and implementation of our clients monitoring framework
  • Produce timely reports, including actions for improvement
  • Monitor findings of monitoring activity

*Compliance Officer- Monitoring* *Compliance Officer- Monitoring* Compliance Officer- Monitoring

By applying you will be registered as a candidate with Gleeson Recruitment Limited. Our Privacy Policy is available on our website and explains how we will use your data.